Convicted Ex-Nomura Trader To Settle SEC's RMBS Action

By Dorothy Atkins · January 8, 2025, 8:57 PM EST

Ex-Nomura Securities International Inc. trader Michael Gramins, who was convicted in 2017 of scheming to trick mortgage bond buyers, has reached a tentative agreement with the U.S. Securities and Exchange Commission...

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Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

1:15-cv-07045

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015


Case Title

USA v. Shapiro et al

Case Number

3:15-cr-00155

Court

Connecticut

Nature of Suit

Date Filed

September 03, 2015